Showing posts with label Shunt Trip. Show all posts
Showing posts with label Shunt Trip. Show all posts

Wednesday, April 22, 2026

Elevator Recall & Shunt Trip Explained (2024 Code + Real-World Design Guide)

Elevator Recall & Shunt Trip Explained (2024 Code + Wiring + Sequence of Operation)

Elevator Recall & Shunt Trip Explained (2024 Code + Real-World Design Guide)

Fire Alarm Interface • Code Requirements • Wiring • Point Lists • Sequence of Operation

Elevator recall and shunt trip are among the most misunderstood fire alarm interfaces in commercial construction. When these functions are designed incorrectly, the result can be failed inspections, confusion during acceptance testing, unsafe conditions, and expensive rework between trades.

This guide breaks down how elevator recall and shunt trip actually work in the real world using IBC 2024, IFC 2024, NFPA 72 (2022), and ASME A17.1.

👉 If you have not already, review our complete fire alarm requirements by occupancy guide to understand when these systems are triggered in the first place.

💡 Real-World Design Tip:

Coordinating elevator recall devices, machine room detection, shunt trip circuits, and trade responsibilities across construction drawings can get complicated fast.

👉 Use our Bluebeam Fire Alarm Toolkit to speed up layouts, takeoffs, and coordination

Built specifically for fire alarm and low voltage professionals working real-world projects.

🚨 What Is Elevator Recall?

Elevator recall, commonly referred to as Phase I Emergency Recall Operation, is intended to automatically remove elevators from normal service and return them to a designated landing when a fire condition is detected. This helps keep occupants from unknowingly traveling to a fire-affected floor and gives responding personnel a more controlled condition.

  • Primary Recall Floor: The normal designated landing floor.
  • Alternate Recall Floor: The floor used when the primary recall floor is compromised by smoke detection.

Typical code references associated with recall include:

  • IBC 3003.1
  • IFC 607.3.2
  • ASME A17.1 Section 2.27.3
  • NFPA 72 (2022) Section 21.3

In practice, the fire alarm system does not “run the elevator.” It provides the proper initiating signals so the elevator controller performs the recall sequence it has been programmed to execute.

👉 For a broader code relationship breakdown, see our NFPA 72, IFC, and IBC code adoption guide.


⚡ What Is Shunt Trip?

Shunt trip is a power disconnect function associated with elevators where elevator power is removed before sprinkler discharge can create an electrical hazard. This is one of the most misunderstood areas in the field because many people casually mix recall and shunt trip together, even though they are not the same function and are not triggered by the same type of device.

  • Recall is generally associated with smoke detection.
  • Shunt trip is generally associated with heat detection in sprinklered elevator spaces.

Typical references associated with shunt trip include:

  • NEC 620.51(B)
  • NFPA 72 (2022) Section 21.4
  • ASME A17.1 Section 2.8.3.3

Real-world confusion usually happens when a project team assumes the smoke detector in a machine room should also trip the breaker. That is not the typical design intent. The smoke detector is generally part of recall logic. The heat detector is generally what initiates the shunt trip function where required.


🔥 Detection Requirements: What Goes Where

Smoke Detection for Recall

  • Elevator lobby smoke detectors at required floors
  • Machine room smoke detector where applicable
  • Control room or control space smoke detector where applicable

Heat Detection for Shunt Trip

  • Heat detectors installed in proximity to sprinkler heads serving elevator spaces
  • Top of hoistway heat detection where sprinklers exist there
  • Machine room heat detection where sprinklers are present

Simple field rule:
Smoke = Recall
Heat = Power Shutdown

That single distinction prevents a surprising amount of bad design.


🧠 Elevator Recall Logic in Real Life

In the field, the exact recall response depends on where the alarm originates:

  • If smoke is detected at the primary recall floor lobby, the elevator is usually recalled to the alternate recall floor.
  • If smoke is detected at another floor lobby, the elevator is usually recalled to the primary recall floor.
  • If smoke is detected in the machine room or control room, the elevator is generally recalled according to programmed logic, often to the primary floor unless site-specific design says otherwise.
  • If the required heat detector activates, the shunt trip signal can disconnect elevator power.

These rules sound simple on paper, but on live jobs they break down fast when the sequence of operation is vague, floor designations are not clearly coordinated, or the elevator vendor and fire alarm contractor are not aligned before programming begins.


📊 Elevator Recall & Shunt Trip Diagram

🔥 Fire Event Initiated
Smoke Detector
Elevator Lobby / Machine Room
⬇️
Fire Alarm Recall Relay
⬇️
Elevator Controller
Returns car to designated recall floor
Heat Detector
Near Sprinkler in Elevator Space
⬇️
Shunt Trip Relay
⬇️
Electrical Shunt Trip Breaker
Removes elevator power

Key Logic: Smoke = Recall   |   Heat = Power Shutdown


🔧 Real-World Coordination: Where Jobs Actually Fail

  • Fire alarm contractor installs initiating devices and interface relays
  • Electrical contractor typically handles shunt trip breaker wiring and power pathway
  • Elevator contractor programs or confirms recall response through the elevator controller
  • Sprinkler contractor determines whether sprinklers are present in the machine room, hoistway, or pit, which directly affects whether shunt trip may be needed

The reality: most failed inspections do not come from someone never reading the code. They come from poor coordination, vague scope language, incomplete shop drawings, or the old classic: “I thought the other trade was doing that.”

Another common issue is late-stage discovery that the electrical contractor never received clear direction on the shunt trip interconnection, while the elevator contractor assumed the fire alarm contractor would handle all interface programming. By the time everyone realizes the gap, the inspection date is already breathing down the neck of the project.

👉 Also see our related article on Fire Service Access Elevators Explained.


⚠️ Common Design and Installation Mistakes

  • Using a smoke detector to initiate shunt trip instead of the required heat detector arrangement
  • Missing heat detection near sprinkler heads serving elevator spaces
  • Failing to clearly identify the primary and alternate recall floors
  • Submitting a vague or incomplete sequence of operation
  • Not coordinating responsibilities between fire alarm, electrical, sprinkler, and elevator trades
  • Assuming every elevator condition is identical without verifying project-specific design and AHJ expectations
🔥 NICET Exam Insight:

Elevator recall logic, detector placement, interface relays, and sequence of operation are heavily tested topics because they combine code knowledge with practical system behavior.

👉 Practice real NICET-style fire alarm questions here

Designed to match real exam difficulty and code-based thinking.


📋 Typical Fire Alarm Point List for Elevator Interface

Point Type Description Function
Input Elevator Lobby Smoke Detector Initiates elevator recall based on floor location
Input Machine Room Smoke Detector Initiates elevator recall
Input Control Room / Control Space Smoke Detector Initiates elevator recall where applicable
Input Heat Detector at Sprinklered Elevator Space Triggers shunt trip function where required
Output Elevator Recall Relay Sends recall signal to elevator controller
Output Shunt Trip Relay Initiates breaker trip through electrical interface
Supervisory / Monitor Elevator Power Status Monitor Confirms elevator power condition when provided in design
Trouble / Monitor Interface Relay Fault or Wiring Fault Annunciates abnormal condition or loss of control path

Note: Exact point naming, labeling, and annunciation method vary by fire alarm manufacturer, project specifications, and AHJ preferences.


🧾 Sequence of Operation Table (AHJ-Ready Format)

Event Fire Alarm System Action Elevator / Building Response
Smoke detector activation at primary recall floor elevator lobby Fire alarm panel activates recall relay for alternate recall response Elevator returns to alternate recall floor and is removed from normal service
Smoke detector activation at elevator lobby on any floor other than primary recall floor Fire alarm panel activates recall relay for primary recall response Elevator returns to primary recall floor and is removed from normal service
Machine room or control room smoke detector activation Fire alarm panel activates recall relay in accordance with approved sequence Elevator returns to designated recall floor per elevator programming and approved design
Heat detector activation associated with sprinkler-protected elevator space Fire alarm panel activates shunt trip relay Electrical shunt trip breaker disconnects elevator power
System reset after alarm condition is cleared and all interfacing systems are restored Fire alarm panel resets initiating devices and restores control relays to normal Elevator may return to normal service subject to elevator controller logic and authorized reset procedures

🧩 Advanced Design Considerations

  • Mission-critical facilities may use air sampling detection for early warning in elevator support spaces, depending on design goals and approvals.
  • Linear heat detection may be considered in some hoistway applications depending on project conditions and engineering approach.
  • Survivability requirements may affect associated pathways, especially where emergency communication or other protected functions are involved.
  • AHJ interpretation matters. Some jurisdictions apply stricter coordination expectations, submittal requirements, or local amendments.

This is why experienced designers do not rely only on generic one-line notes. They make the sequence explicit, show interface intent clearly on the drawings, and coordinate early with elevator and electrical trades before installation starts.


📈 Pro Insight

Elevator recall systems rarely fail because the code is impossible. They fail because the project team leaves too much unsaid.

If your sequence of operation is vague, your point list is incomplete, and your trade responsibilities are fuzzy, inspection day turns into a demolition derby in slow motion.

On the other hand, when the initiating devices, relay outputs, floor logic, breaker interface, and sequence are all clearly documented, the system reads like a good set of plans should: boring, predictable, and correct.

Master Fire Alarm Design and Pass NICET Faster

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Built by real fire alarm professionals. Used on real projects. Designed to help you move faster and pass with confidence.

Related Fire Alarm Resources

Friday, August 25, 2017

Occupant Evacuation Elevator Code Explained

Occupant Evacuation Elevator Code Requirements Explained

Occupant evacuation elevators (OEEs) are one of the most specialized elevator applications in the building and fire codes. If you work in fire alarm design, inspection, plan review, elevator integration, or NICET preparation, understanding how these systems are permitted, monitored, powered, and protected is critical.

This guide breaks down the code requirements for occupant evacuation elevators, including IBC Section 3008, NFPA 72 Section 21.6, emergency voice/alarm communication, elevator lobby requirements, two-way communication systems, standby power, wiring protection, and more.

NICET Prep Note: Occupant evacuation elevators are a classic crossover topic. They pull together IBC, NFPA 72, emergency controls, two-way communication, voice evacuation, fire command center functions, and survivability requirements. This is exactly the kind of material that separates surface-level memorization from real exam and field competence.

Quick Answers: Featured Snippet Q&A

What is an occupant evacuation elevator?

An occupant evacuation elevator is a passenger elevator designed and protected so it can be used for occupant self-evacuation during a fire emergency when installed in accordance with IBC Section 3008.

What code allows occupant evacuation elevators?

IBC Section 403.6.2 permits passenger elevators for public use to be used for occupant self-evacuation when installed in accordance with IBC Section 3008.

Do occupant evacuation elevators require two-way communication?

Yes. A two-way communication system is required at the lobby of each level served by an occupant evacuation elevator, with communication directed to the fire command center or another approved location.

Can occupant evacuation elevators have shunt trip?

No. A means for elevator shutdown, or shunt trip, in accordance with IBC Section 3005.5, shall not be installed on elevator controllers used for occupant evacuation elevators.

Table of Contents


What Is an Occupant Evacuation Elevator?

Much like Fire Service Access Elevators, Occupant Evacuation Elevators are in fact elevators that have strict rules and regulations put in place to allow special uses above standard elevators. An Occupant Evacuation Elevator can be used for self-evacuation during a fire emergency pending the elevator system meets the requirements set forth in the International Building Code.

Occupants running toward an occupant evacuation elevator during a fire emergency
Occupants Running to the Elevator During Fire
Related Reading: If you work with specialty elevator interfaces, also read Fire Service Access Elevators Explained.

What Code Requires or Allows the Use of Occupant Evacuation Elevators?

The requirement to provide occupant evacuation elevators can be found in the IBC or International Building Code 2021 Section 403.5.2 within the exception.

“For buildings other than Group R-2 that are more than 420 feet in building height, one additional interior stairway meeting the requirements of Sections 1011 and 1023 shall be provided in addition to the minimum number of exits required by Section 1006.3. The total width of any combination of remaining interior exit stairways with one interior exit stairway removed shall be not less than the total width required by Section 1005.1. Scissor stairways shall not be considered the additional interior exit stairway required by this section.”

Exception: An additional interior exit stairway shall NOT be required to be installed in buildings having elevators used for occupant self-evacuation in accordance with Section 3008.

Furthermore, the International Building Code 2021 Section 403.6.2 Occupant Evacuation Elevators states, “Where installed in accordance with Section 3008, passenger elevators for public use shall be permitted to be used for occupant self-evacuation.”

The requirements on how an occupant evacuation elevator is to be installed can be found in the IBC or International Building Code 2021 Section 3008.

Other references include:

NICET Practice Exam Shoutout: If you are studying emergency controls, elevator recall, shunt trip, two-way communication, smoke control interfaces, or voice evacuation, make sure you are training with realistic NICET practice exam questions, not just flash-card definitions.

Requirements for Occupant Evacuation Elevators

When an occupant evacuation elevator is to be used for occupant self-evacuation during a fire, all passenger elevators for public use shall comply with Sections 3008.1 through 3008.10. If any additional elevators are used for self-evacuation, those elevators shall comply with these sections as well.

In buildings that utilize occupant evacuation elevators, a fire safety and evacuation plan shall be approved and in place. Requirements for a fire safety and evacuation plan can be found in the International Fire Code (IFC) 2021 Section 404, Emergency Planning and Preparedness.

The operation of self-evacuating occupant evacuation elevators shall comply with the requirements in ASME A17.1, CSA B44 and the above mentioned Fire Safety and Evacuation Plan.

Emergency Voice Communication System

The building shall be equipped with an emergency voice/alarm communication system that is accessible to the fire department. System shall be installed in accordance to Section 907.5.2.2. Each elevator lobby used for occupant evacuation shall be equipped with at least one audible and one visual notification appliance.

Not that it would be common, but if you had to install voice evacuation just for the occupant evacuation elevators, it is allowed to mix audible evacuation tones. Find out more in this article, Mixing Speakers and Horns for Fire Alarm.

Recommended Read: If you are sorting out selective voice coverage, mixed appliance strategies, or emergency control interfaces, this article is a strong companion piece: Mixing Speakers and Horns for Fire Alarm.

Automatic Sprinkler Requirements

The building with occupant evacuation elevators shall be protected throughout with an approved automatic sprinkler system in accordance with Section 903.3.1.1. The automatic sprinkler system shall be provided with a supervised tamper switch and alarm initiating water flow switch on every floor of the building.

Note, the following areas are prohibited from having automatic fire sprinkler protection:

  • Elevator Machine Rooms
  • Elevator Machinery Spaces
  • Elevator Control Rooms
  • Elevator Control Spaces
  • Elevator Hoistways serving the Occupant Evacuation Elevator

The lobby on each floor served by the fire service access elevator shall have an approved method of preventing water from the operation of the automatic sprinkler system from infiltrating the FSAE hoistway.

Lastly, a means for elevator shutdown or Shunt Trip in accordance with IBC Section 3005.5 shall NOT be installed on elevator controllers used for occupant evacuation elevators.

Watch-Out Item: Designers regularly mix up standard elevator concepts with occupant evacuation elevator requirements. Do not blindly apply shunt trip logic where the code specifically prohibits it.

Occupant Evacuation Elevator Hoistway Enclosure

The shaft or hoistway enclosure shall comply with IBC Section 713, Shaft Enclosures, as well as Section 403.2.3.4, Wall Assembly, and the applicable provisions for other wall assemblies.

Occupant Evacuation Elevator Cab Dimensions

Although this is not a direct requirement for occupant evacuation elevators or fire service access elevators, rather buildings that are four stories or more, it still applies and is worth mentioning.

IBC Section 3002.4, Elevator Car to Accommodate Ambulance Stretcher, gives us the dimensions required for the cab. The elevator car shall be of such a size and arrangement to accommodate an ambulance stretcher 24 inches by 84 inches with not less than 5 inch radius corners, in the horizontal, open position.

ADA Table 407.4.1 breaks this down a little further and gives us the following: the cab shall be provided with a minimum clear distance between walls and door excluding return panels not less than 80 inches by 54 inches and a minimum distance from wall to return panel not less than 51 inches with a 42 inch side slide door.

Fire service access elevator and occupant evacuation elevator car dimensions diagram
Fire Service Access Elevator and Occupant Evacuation Elevator Car Dimensions

Stretcher inside fire service access elevator cab
Stretcher inside FASE Elevator Cab

Occupant Evacuation Elevator Lobby Requirements

The Occupant Evacuation Elevator lobby shall be enclosed with a smoke barrier having a fire-resistance rating of not less than 1 hour. The occupant evacuation elevator lobby doorways shall comply with Section 3008.6.3.

NOTE: Just like Fire Service Access Elevators, enclosed occupant evacuation elevator lobbies are NOT required at the levels of exit discharge.

Lobby Sizing

Keep in mind the following for occupant evacuation elevator lobby sizing requirements:

  1. The occupant evacuation elevator lobby shall accommodate 3 square feet per person, not less than 25 percent of the occupant load of the floor area served by the lobby.
  2. Occupant evacuation elevator lobbies shall be able to house one wheelchair with a space of 30 inches by 48 inches for every 50 persons within the area the lobby serves.

There is an exception to these 2 rules. The size of an elevator lobby that serves multiple banks of elevators shall have the minimum area approved on an individual basis. This sizing shall be consistent with the building's fire safety and evacuation plan.

Lobby Doors

The occupant evacuation elevator lobby doors shall be provided with a 3/4 hour fire door assembly complying with Section 716.5. Doors shall comply with the smoke and draft control assembly requirements of Section 716.5.3.1 and UL 1784 test conducted WITHOUT the artificial bottom seal.

There shall also be a fire protection rated glazed vision window within the occupant evacuation elevator lobby doors.

No different from standard elevators or fire service access elevators, the lobby doors of occupant evacuation elevator lobbies shall close upon receipt of the fire alarm system serving the building.

The self closing mechanism shall close the door from a fully open position (90 degrees) to 12 degrees from the latch at a minimum of 5 seconds. This ensures the doors do not close too quickly. This information can be located in ANSI 117.1 2009 Section 404.2.7.1.

NICET Practice Exam Shoutout: Lobby smoke barriers, rated doors, vision panels, alarm-controlled door behavior, and code exceptions at the level of exit discharge are exactly the kind of details that show up in stronger NICET study material.

How Are Occupant Evacuation Elevators Designated or Noticed?

On all floors served by the occupant evacuation elevator, there shall be an approved sign posted adjacent to each call station. We suggest consulting with your local AHJ if they have a standard on this signage.

Occupant Evacuation Elevator System Monitoring

The occupant evacuation elevator shall be continuously monitored at the fire command center (FCC) or a central control point approved by the AHJ. The following information shall be displayed or available:

  1. The location of each elevator car
  2. The travel direction of each elevator car
  3. If the elevator car is occupied or not
  4. Status of normal power conditions to the elevator equipment, machinery, electrical apparatus cooling equipment, elevator machine room, control room and control space ventilation and cooling equipment
  5. Status of standby or emergency power conditions to the elevator equipment, machinery, electrical apparatus cooling equipment, elevator machine room, control room and control space ventilation and cooling equipment
  6. Activation of any fire alarm initiating device in any elevator lobby, elevator machine room, machine space containing a motor controller or electric driving machine, control space, control room or elevator hoistway

Elevator Landing Two-Way Communication System

You are required to provide a two-way communication system at the lobby of each level served by an occupant evacuation elevator. The two-way communication call stations shall initiate communication to the building's fire command center or an alternate location approved by the AHJ. Note the two-way communication system shall be installed in accordance with Sections 1009.8.1 and 1009.8.2.

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Helpful companion article: Two-Way Communication Code Requirements

Electrical Power

The following features serving each occupant evacuation elevator shall be provided with both normal power as well as Type 60/Class 2/Level 1 standby power:

  1. Elevator equipment
  2. Elevator hoistway lighting
  3. Ventilation for elevator machine rooms, elevator control rooms, machine and control spaces
  4. Elevator cab lighting

Here is the big one to watch out for.

Protection of Wiring and Cables for Occupant Evacuation Elevators

Wires and cables located outside of the fire service access elevator lobby and machine room that are provided for the fire-detection system shall be protected by construction having a fire-resistance rating of not less than 2 hours, shall be circuit integrity (CI) cable with a rating of not less than 2 hours, or shall be protected by a listed electrical protective system having a rating of not less than 2 hours.

Product / Design Callout: If you are engineering or estimating survivability requirements, make sure your team evaluates 2-hour CI cable, listed protective systems, and routing strategies early. This is one of those details that can quietly punch a hole through a submittal if missed.
NICET Practice Exam Shoutout: Circuit survivability, elevator interfaces, fire alarm monitoring, and required power sources are all fair game in advanced NICET fire alarm exam prep. The more realistic the questions, the better your retention when the pressure is on.

Hazardous Material

The building shall not contain any hazardous material areas exceeding the maximum allowable quantities per control area as noted in Section 414.2.

All code references for this article are found in the 2021 Edition of the International Building Code. Always verify adopted local code editions, state amendments, and AHJ interpretations before final design or installation.


Frequently Asked Questions About Occupant Evacuation Elevators

What is the difference between a fire service access elevator and an occupant evacuation elevator?

A fire service access elevator is intended to support firefighter operations, while an occupant evacuation elevator is designed and protected for occupant self-evacuation during a fire emergency when permitted by code.

Are enclosed lobbies required at every floor?

No. Just like fire service access elevators, enclosed occupant evacuation elevator lobbies are not required at the level of exit discharge.

Is a two-way communication system required at each elevator landing?

Yes. A two-way communication system is required at the lobby of each level served by an occupant evacuation elevator, with communication routed to the fire command center or another approved location.

Can automatic sprinklers be installed in the hoistway or machine spaces?

The article notes that elevator machine rooms, machinery spaces, control rooms, control spaces, and hoistways serving the occupant evacuation elevator are prohibited from having automatic sprinkler protection.

Does an occupant evacuation elevator require standby power?

Yes. Elevator equipment, hoistway lighting, ventilation for related spaces, and cab lighting are required to be provided with both normal power and Type 60/Class 2/Level 1 standby power.

Want More NICET and Fire Alarm Code Content?

If you found this guide useful, check out more Fire Alarms Online resources covering elevator recall, shunt trip, two-way communication, voice evacuation, and NICET practice exam prep.

The goal is simple: help fire alarm professionals design smarter, pass faster, and avoid expensive code misses in the field.